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Get Designation Of Responsibilities

Lly: 1. Your Firm shall be solely responsible for opening, approving and monitoring your account. This means that among other things, Your Firm (and not FCC) is solely responsible for: (a) Receiving and reviewing any financial or personal information about you and your investment objectives; (b) Determining if a specific investment strategy is suitable or appropriate for you; (c) Supervising the volume of activity, or any other matter regarding the quantity, quality, or specifics of any securit.

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