Get Adv-y2k: Part 2 - Sec

The ADV-Y2K: Part 2 - Sec form is essential for advisers to report their progress towards Year 2000 compliance, particularly in relation to their fund's computer systems. This guide provides clear and supportive instructions to help users complete the form accurately and efficiently online.

Follow the steps to ensure a comprehensive submission of the ADV-Y2K: Part 2 - Sec.

1. Press the ‘Get Form’ button to access the form and open it in your chosen editor.
2. Begin with the SEC File Number at the top of the form, ensuring it appears on all pages. This number is crucial for identification.
3. Fill in Part II with information about the fund or funds related to your advisory or sub-advisory role. Provide the fund names and the ten-letter identifiers where applicable, or full names if identifiers are not available.
4. Complete the Year 2000 compliance plan questions by selecting 'Yes' or 'No', and if 'No', provide details regarding the expected completion of the compliance plan.
5. Indicate if the Year 2000 compliance plan is documented and who approved it by marking all applicable options.
6. Designate individuals responsible for Year 2000 compliance and provide their information if applicable.
7. Proceed to the inventory section and mark whether an inventory of systems has been conducted, along with the nature of the systems used.
8. Address awareness and training steps taken for the Year 2000 compliance, by marking all actions that apply.
9. Report on the progress of preparations for both mission-critical and non-mission-critical systems using the provided percentage scales.
10. Fill out information concerning contingency plans and how frequently the fund's board is informed about compliance efforts.
11. Lastly, enter the total assets covered by this report and ensure all sections are properly completed before submitting.
12. Save the changes you have made to the form. You may also choose to download, print, or share this completed document as per your requirements.

Start completing your ADV-Y2K: Part 2 - Sec form online today to ensure timely compliance.