Get For Purposes Of This Application, The Following Terms Shall Have The Following Meanings

This guide provides step-by-step instructions for completing the 'For Purposes Of This Application, The Following Terms Shall Have The Following Meanings' form online. It is designed to be user-friendly, catering to all levels of experience with legal documents.

Follow the steps to complete your application form successfully.

1. Click the ‘Get Form’ button to access the form. This will allow you to open it and begin preparing your application.
2. Review the section titled 'Explanation of Terms'. This section defines critical terms relevant to your application, ensuring you understand the terminology before filling out the form.
3. Complete the Application Process section. Ensure that you gather all required documentation and fees as listed in the checklist provided.
4. Fill out Section 1 – Sponsoring ETP Holder Consent and Acknowledgment. Provide all necessary details about the Sponsoring ETP Holder, including name, contact information, and CRD number.
5. Proceed to Section 2 – Sponsored Participant Provisions. Agree to the provisions outlined and ensure that all Authorized Traders are listed.
6. In Section 3, provide a signature to consent to compliance with the exchange’s rules and confirm the Authorized Traders’ acknowledgment.
7. Complete Section 4 – NYSE Arca User Agreement. Fill in the required details for your firm and any additional agreements for routing services as necessary.
8. List all Authorized Traders in Section 4.1 with their details, including CRD numbers and contact information.
9. If applicable, complete Section 5 – Archipelago Securities Routing Agreement, noting your consent for routing orders if you are using this service.
10. Finalize by signing Section 6 – Clearing Letter of Consent if required, confirming the Sponsored Participant’s agreement for clearing transactions.
11. After all sections are completed, review each entry for accuracy and completeness. Make any necessary edits.
12. Once satisfied, save the changes, export the form to download, print for your records or share it as required.

Complete your application form online today for a streamlined experience.