Get SEC Removes Credit Rating Criteria From Form S-3 And F-3 And ...

SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred. SEC Form S-3: Definition, Parts, When to Use It, and How to File investopedia.com https://.investopedia.com › terms › sec-form-s-3 investopedia.com https://.investopedia.com › terms › sec-form-s-3

On June 7, 2023, the Securities and Exchange Commission (SEC) adopted rule changes (the “Amendments”) to remove references to credit ratings from existing exceptions under Regulation M, a set of rules enacted to prohibit market manipulation of offered securities, replacing such references with alternative standards of ...

SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred.

A short-form registration statement that can be used by foreign private issuers that meet certain company and transaction requirements established by the SEC. Form F-3 consists primarily of the specific transaction information. Form F-3 | Practical Law - Westlaw Westlaw https://content.next.westlaw.com › document › Form-F-3 Westlaw https://content.next.westlaw.com › document › Form-F-3

Form S-3 requires less disclosure than many other registration statements, but issuers must satisfy rigorous requirements to qualify to file a Form S-3. The issuer must have timely filed all its periodic reports. The issuer must have met all debt and dividend obligations in the prior 12 months.

Form F-4 is also known as the registration statement under the Securities Act of 1933. 1 This act, often referred to as the "truth in securities" law, requires that these registration forms disclose essential facts about the company and securities being offered. SEC Form F-4: What it is, How it Works, Sections - Investopedia investopedia.com https://.investopedia.com › terms › sec-form-f-4 investopedia.com https://.investopedia.com › terms › sec-form-f-4

SEC Form F-1 is the registration required for foreign companies that want to be listed on a U.S. stock exchange. Any amendments or changes that have to be made by the issuer are filed under SEC Form F-1/A. After the foreign issuer's securities are issued, the company is required to file Form 20-F annually. What Is SEC Form F-1? Definition, When It's Required, and Example investopedia.com https://.investopedia.com › terms › sec-form-f-1 investopedia.com https://.investopedia.com › terms › sec-form-f-1

SEC Form F-3 is used by foreign issuers to register securities with the Securities and Exchange Commission (SEC). The form must be filed in ance with the Securities Act of 1933. Depending on the size of the foreign issue, companies may need to file additional forms in addition to, or in lieu of Form F-3.