Get Uniform Notice Of Federal Crowdfunding Offering Form

Filling out the Uniform Notice Of Federal Crowdfunding Offering Form is an essential step for issuers looking to offer securities through crowdfunding. This guide provides detailed, step-by-step instructions to help users complete the form accurately and efficiently.

Follow the steps to successfully complete the form.

1. Click ‘Get Form’ button to obtain the Uniform Notice Of Federal Crowdfunding Offering Form and open it for online completion.
2. In Item 1, provide the issuer's identity by entering the name of the issuer, any previous names, select the entity type, specify the jurisdiction of incorporation/organization, the year of incorporation/organization, and the CIK number for the issuer.
3. Proceed to Item 2 to enter the principal place of business. Fill in the street address lines, city, state/province/country, phone number, website, and ZIP/postal code.
4. In Item 3, provide the contact person’s information. This includes the last name, first name, firm name, street address lines, city, state/province/country, phone number, fax number, ZIP/postal code, and email.
5. Move to Item 4 and enter information about the offering. Indicate the type of filing, total offering amount, SEC file number, date of first sale, and address questions regarding the duration and location of the offering.
6. Complete Item 5 by identifying the intermediary. Enter the name of the funding portal or broker, jurisdiction of the principal place of business, CRD number, and the identification of the electronic crowdfunding platform.
7. Fill out Item 6, providing contact information for all related persons, including executive officers, directors, and promoters. Include their names, addresses, relationships, and any necessary clarifications.
8. In Item 7, enter details related to sales compensation for those receiving any commissions or similar payments in connection with the offering. Include recipient names, CRD numbers, and appropriate jurisdictions of solicitation.
9. Finally, review Item 8 for the signature and submission. Ensure the signing individual has the authority to submit the form, print their name, title, and the date, and provide any additional address information required.
10. Upon completion of the form, options will be available to save changes, download, print, or share the Uniform Notice Of Federal Crowdfunding Offering Form.

Complete your document online today for a secure and efficient filing process.