Get 33 109a6

Filling out the 33 109a6 form online can be a straightforward process when you follow the right steps. This guide provides detailed instructions to help you complete the form accurately and efficiently.

Follow the steps to successfully complete the 33 109a6 form online.

1. Click the ‘Get Form’ button to access the 33 109a6 form and open it in the editor.
2. Begin with Part 1 – Registration Information. Fill in the complete name of the company as it appears in the founding documents.
3. Provide the Business Number (BN) if applicable and indicate why you are submitting this form by selecting the relevant options.
4. In Part 2 – Contact Information, input the main address of the company and any applicable contact details, ensuring that a postal box is not used for the main address.
5. Proceed to Part 3 – Company History and Structure. Describe the business activities, list any other names used, and confirm you have the required business documentation attached.
6. In Part 4 – Previous Registrations, answer questions about any past registration with securities regulatory authorities, ensuring completeness.
7. Complete Part 5 – Financial Situation, providing necessary financial information such as your working capital calculation, sources of funding, and insurance details.
8. Next, provide required information in Parts 6, 7, and 8 related to client relationships, legal obligations, and any ongoing investigations or lawsuits.
9. Finally, in Part 9 – Certification, read the certification statement carefully, and provide your name, title, signature, and the date.
10. Once all sections are completed, save your changes. You may also download, print, or share the form as necessary.

Complete your documents online to ensure compliance and efficiency.