Get Know Your Client Form

Filling out the Know Your Client (KYC) Form online is an essential step in ensuring compliance with securities legislation. This guide provides clear instructions to help users complete the form efficiently and accurately while maintaining confidentiality.

Follow the steps to fill out the Know Your Client Form

1. Click ‘Get Form’ button to obtain the KYC Form and open it in your preferred editor.
2. Begin by entering your client name in the designated field. If you are a new client, include your Social Insurance Number (S.I.N.) in the following field.
3. Next, provide your occupation and date of birth in the specified format (MM/DD/YYYY). This step is only necessary for new clients.
4. Indicate whether your address has changed in the past two years by selecting 'Yes' or 'No.' If you answer 'Yes' or if you are a new client, fill in your address details including Address Line 1, Address Line 2 (if applicable), City, Province, Postal Code, and Country.
5. Enter your contact numbers, including business, residence, and cell. At least one contact number must be filled in to proceed.
6. Select your citizenship status and, if applicable, provide your Tax Identification Number (TIN) for Canadian, U.S. (Dual), or International statuses.
7. Choose the appropriate category for your Net Annual Income and Net Assets. Ensure you select only one option from each category.
8. For Net Financial Assets and Concentration Risk, select the corresponding approximate amounts and percentages regarding your investments.
9. Specify your risk tolerance and investment knowledge by selecting the appropriate options.
10. In the Approximate Current Asset Allocation section, provide the percentage allocations that total 100% for your assets outside of Chou Funds.
11. Indicate your investment objective by selecting one of the options provided regarding safety, income, balanced, or growth.
12. Disclose if you are an insider of a reporting issuer or a politically exposed foreign person, if applicable.
13. Determine if a third party is instructing you regarding your account and provide their details if necessary.
14. Lastly, indicate the intended use of your investment account with available choices, and ensure to provide your signature along with the date.
15. After completing the form, you can save your changes, download a copy, print it, or share the form as needed.

Complete your Know Your Client Form online today to ensure compliance and confidentiality.