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  • Form 10. General Form For Registration Of Securities Pursuant To Section 12(b) Or (g)

Get Form 10. General Form For Registration Of Securities Pursuant To Section 12(b) Or (g)

FORM 10. GENERAL FORM FOR REGISTRATION OF SECURITIES ... in this form are not required to respond unless the form displays. SEC 1396 (02-08).

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How to fill out the Form 10. General Form For Registration Of Securities Pursuant To Section 12(b) Or (g) online

Filling out the Form 10 is an essential step for businesses seeking to register securities with the Securities and Exchange Commission. This guide offers clear, step-by-step instructions to help you complete the form accurately and efficiently.

Follow the steps to complete the Form 10 online effectively.

  1. Click ‘Get Form’ button to obtain the form and open it for completion.
  2. Enter the exact name of the registrant as specified in its charter. Ensure accuracy to avoid processing delays.
  3. Provide the state or other jurisdiction of incorporation or organization, along with the IRS Employer Identification Number.
  4. Fill in the address of the principal executive offices and include the zip code.
  5. Input the registrant’s telephone number, ensuring the area code is correct.
  6. List the securities to be registered pursuant to Section 12(b). Specify the title of each class of securities and the name of each exchange where they will be registered.
  7. For Section 12(g) securities, repeat the process for any classes of securities you wish to register. Include their titles as necessary.
  8. Indicate the status of the registrant: large accelerated filer, accelerated filer, non-accelerated filer, or smaller reporting company by checking the appropriate box.
  9. Complete each relevant item in the form, such as 'Business,' 'Risk Factors,' and 'Financial Information.' Focus on providing details in plain language.
  10. At the end of the form, ensure all signatures are completed by the authorized persons, including the date and printed name and title of the signing officer.
  11. Review the completed form for accuracy and completeness, then choose to save changes, download, print, or share the form as necessary.

Take the next step in your registration process by completing your Form 10 online today.

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What Is SEC Form 10-12G? The form contains information about the number of shares issued, their par value, ownership information for key shareholders and executives, and specific information about the company's line of business. The form is a version of a group of related forms, all under the heading "Form 10."

Section 12(a) of the Exchange Act provides that transactions in a security cannot be effected on a national securities exchange unless there is an effective registration for that class of security on that exchange.

SEC Form 10-12G is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. This form is required when a corporation wishes to register a class of securities ing to Section 12(b) or (g) of the Securities Exchange Act of 1934.

Discussion of Rule Amendments Among other things, amended Section 19(b) imposes a requirement that an SRO's proposed rule change be sent by the Commission to the Federal Register for publication within 15 days of the date on which the SRO posted its proposed rule change on its website.

Section 12(b) – requires registration of any class of securities listed on a national exchange (e.g., NYSE or, since 2006, Nasdaq).

SEC Form 10-12B is a regulatory filing that the issuer of shares via a spinoff must report. A spinoff occurs when a parent company creates a new independent company through the distribution or sale of new shares of its existing business.

Section 16(b) defines a purchase and sale, or sale and purchase, within six months' time as a short-swing transaction. Congress included the provision as part of the original Exchange Act in an effort to discourage insider trading.

Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”) establishes the thresholds at which an issuer is required to register a class of securities with the Securities and Exchange Commission (the “SEC”).

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232