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ADRC-IIROC Arbitration Program Notice of Arbitration Return the completed form with the signed Memorandum of Agreement to Arbitrate and the nonrefundable filing fee of $508.50 ($450.00 plus $58.50.

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How to fill out the ADRC-IIROC Arbitration Program online

Navigating the ADRC-IIROC Arbitration Program can seem daunting, but with the right guidance, you can complete the process smoothly. This guide will provide you with clear instructions on how to fill out the required Notice of Arbitration form online.

Follow the steps to complete the Notice of Arbitration form.

  1. Click ‘Get Form’ button to obtain the arbitration notice form and open it for your completion.
  2. Begin filling out the form by entering your details as the claimant. Provide your full name, occupation, and complete address, including city, province, and postal code.
  3. Input your contact information. Ensure to include your home, office, and mobile telephone numbers, along with your email address.
  4. If applicable, enter the name of your agent or authorized representative. Provide their address, contact number, and email, as well.
  5. Next, identify the brokerage firm involved by entering its name and the name of the contact person at that firm. Include their address and all relevant contact information.
  6. Specify when the dispute originated and detail the steps you have taken to resolve the matter directly with the brokerage firm. Attach any relevant documentation, including correspondence.
  7. State the amount of your claim in the designated field.
  8. Describe the nature and subject matter of the dispute. Use additional pages if necessary, and ensure to attach any supporting documents that can substantiate your claim.
  9. Finally, ensure that you provide your printed name, signature, and date at the bottom of the form. Review all entries for accuracy before submission.
  10. Once completed, save your changes, and make sure to download, print, or share the form as needed before submitting it along with the signed Memorandum of Agreement and the filing fee.

Complete your ADRC-IIROC Arbitration Program documents online to initiate your arbitration process.

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Arbitration is one of the most emblematic and growing forms of ADR. Arbitration is more formal than mediation and has a lot of similarities with traditional court proceedings, involving limited discovery and simplified rules of evidence (ex. hearsay is usually admissible in arbitration).

Parties can become involved in the arbitration process in one of three ways: judicial arbitration, contractual arbitration or by stipulation.

Types of ADR. The most common types of ADR for civil cases are mediation, settlement conferences, neutral evaluation, and arbitration.

Arbitration, much like mediation or negotiation, is an alternative dispute resolution (“ADR”) method. ADR methods represent alternatives to traditional litigation. Thus, when parties agree to an arbitration, they take the matter of dispute out of a state or federal court.

Through the IIROC Arbitration Program, arbitrators can award up to $500,000, but no more. And under IIROC rules, your firm must comply with the arbitrator's decision. What if my investment firm doesn't want to take part in arbitration? It is up to you to decide whether to take your complaint to arbitration.

Is arbitration a form of ADR? Arbitration is the judicial determination of a dispute by an independent third party called an arbitrator. Put simply, it is not technically a form of ADR.

Types of ADR include arbitration, mediation, negotiated rulemaking, neutral factfinding, and minitrials. With the exception of binding arbitration, the goal of ADR is to provide a forum for the parties to work toward a voluntary, consensual agreement, as opposed to having a judge or other authority decide the case.

Alternative Dispute Resolution ("ADR") refers to any means of settling disputes outside of the courtroom. ADR typically includes early neutral evaluation, negotiation, conciliation, mediation, and arbitration.

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