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OF DEFENDANT: STREET ADDRESS: MAILING ADDRESS: CITY AND ZIP CODE: DATE OF COURT ORDER: (check one) Short Title: Docket No. PROOF OF ENROLLMENT IN ALCOHOL OR DRUGNOTICE OF APPEARANCE PROGRAM CASE NUMBER: Appearance for (provide name of party): PROOF OF COMPLETION OF ALCOHOL OR DRUG PROGRAM Status of Party: ( ) Appellant/Petitioner ( ) Appellee/Respondent DESCRIPTION OF ALCOHOL ( ) Cross-Appellant/Cross-Petitioner Name of Program: ( ) Other (Specify): Address of An attorney will argue this a.

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Related content

MC-410 - California Courts - CA.gov
Form Approved for Optional Use. Judicial Council of California. MC-410 [Rev. July 1, 2017]...
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(650) 329-3710 Fax: (650) 329-3753 The Family Song DUNDEE UNIFIED BASKETBALL TOURNAMENT Uxdmc

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Statutory disqualification is a status that denotes that the individual may be subject to disqualification under Article III, Section 4 of the FINRA By-Laws and/or parallel provisions in the Securities Exchange Act of 1934.

If you wish to hire or re-employ a registered representative who has been subject to Statutory Disqualification by FINRA, your organization must submit a Membership Continuance Application (MC-400) on the representative's behalf that FINRA must first review and approve before the representative can join the firm.

If you wish to hire or re-employ a registered representative who has been subject to Statutory Disqualification by FINRA, your organization must submit a Membership Continuance Application (MC-400) on the representative's behalf that FINRA must first review and approve before the representative can join the firm.

FINRA Disqualification Criteria Felony convictions for 10 years following the conviction date. Certain misdemeanor convictions for 10 years from the conviction date. Temporary or permanent injunctions for unlawful securities or investment banking activities.

Statutory disqualification is a status that denotes that the individual may be subject to disqualification under Article III, Section 4 of the FINRA By-Laws and/or parallel provisions in the Securities Exchange Act of 1934.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232