Get Empire Class Segregated Funds Transfer Form And Updated Class ...

This guide provides clear and detailed instructions for users looking to fill out the Empire Class Segregated Funds Transfer Form and Updated Class online. By following these steps, you can ensure accurate completion of the form tailored to your needs.

Follow the steps to complete the online form effectively.

1. Click the ‘Get Form’ button to access the Empire Class Segregated Funds Transfer Form. Once obtained, you will be able to open it in the appropriate format for editing.
2. Begin with the Contract Details section. Enter the full names (first, middle, last) of the Owner or Beneficial Owner, followed by the contract number. Ensure accuracy for proper identification of the contract.
3. In the Transfer Type subsection, select the appropriate transfer option: Nominee to Nominee, Nominee to Client Name, Client Name to Nominee, or Client Name to Client Name. Make sure your selection aligns with your intended transfer type.
4. Proceed to the Transfer Instructions section. Here, indicate the FROM Dealer/Nominee and code (if applicable), as well as the TO Dealer/Nominee and code. Additionally, select the Account Type from the options provided, ensuring it corresponds with the nature of your transfer.
5. If transferring to a Client Name, complete the Beneficiary Information section. List the names of beneficiaries, specifying the relationship to the Annuitant, and indicate whether each beneficiary is Primary or Contingent, and Revocable or Irrevocable.
6. Provide Advisor Information by entering the Advisor's name, Dealer code, and Advisor code. The Advisor must also sign and date the section to confirm that due diligence has been performed.
7. Read and acknowledge the Declaration, Acknowledgement, Authorization, Consent, and Trading Authorization section. Ensure you understand and agree to the conditions described. This must be signed and dated.
8. Finally, complete the Signatures section for all required parties, including the current and new Trustee(s) or Agents for Trustee for nominee registered accounts, and the Owner or Beneficial Owner(s). Ensure all signatures are dated accurately.
9. After filling out the form, save your changes, and choose to download, print, or share the completed form as needed.

Complete the Empire Class Segregated Funds Transfer Form online to streamline your transfer process.