Get Recordkeeper Direct Change Of Dealer Or Tpa ... - American Funds

This guide provides a clear, step-by-step approach to filling out the Recordkeeper Direct Change Of Dealer Or TPA Authorization form online. Whether you are changing your dealer or third-party administrator (TPA), this comprehensive guide will help ensure you complete the form accurately.

Follow the steps to complete your form with ease.

1. Click the ‘Get Form’ button to access the Recordkeeper Direct Change Of Dealer Or TPA Authorization form. This will allow you to download and view the form for editing.
2. Begin by filling in the plan information clearly in Section 1. Provide the plan name and plan ID number, along with the name of the plan trustee or authorized signer. Include their contact phone extension for any follow-up.
3. In Section 2, complete the details for the change of dealer or representative. Include the former dealer’s name and representative’s name. Enter the new dealer's designation and authorize Capital Research and Management Company to act on behalf of this account.
4. Continue by providing the registered representative’s details and the firm with the Selling Group Agreement. Make sure to include their representative number, branch number, and contact information.
5. In Section 3, indicate any changes to the third-party administrator (TPA). Fill in the former TPA firm name, then provide the new TPA's information. Confirm that the new TPA is authorized for the Recordkeeper Direct program.
6. For the TPA details, include the TPA firm name, taxpayer ID number, and contact information. Ensure to list the address, city, state, and ZIP code accurately.
7. In Section 4, review the authorization of the plan. Ensure the plan trustee or authorized signer provides their signature and the date to authorize the changes.
8. Finally, you may save your changes, download, print, or share the completed form as needed. Make sure to submit it via mail or fax to the specified Indiana Service Center address.

Complete your Recordkeeper Direct Change Of Dealer Or TPA Authorization form online today!