Get Sec Form 144 (pdf) - Fidelity

This guide provides a clear, step-by-step approach to completing the SEC Form 144, which is essential for individuals looking to notify the SEC of their intention to sell securities under Rule 144 of the Securities Act of 1933. Follow these instructions to ensure accurate and compliant submission of the form online.

Follow the steps to successfully complete the SEC Form 144.

1. Click ‘Get Form’ button to obtain the SEC Form 144 and open it in your editing interface.
2. Begin by filling in the name of the issuer in section 1(a). Ensure that this is accurately typed or printed for clarity.
3. Input the address of the issuer in section 1(d), including street, city, state, and zip code.
4. Enter the IRS identification number of the issuer in section 1(b) and the SEC file number in section 1(c) if applicable.
5. In section 2(a), provide the name of the person for whose account the securities are to be sold and detail their relationship to the issuer in section 2(b). Fill in their address in 2(c).
6. Move to section 3 and specify the title of the class of securities to be sold in section 3(a). Then, in 3(b), list the name and address of each broker involved in the sale or any market maker.
7. Indicate the number of shares or other units to be sold in section 3(c) and estimate the aggregate market value in section 3(d). In section 3(e), enter the number of shares outstanding.
8. Approximate the date of sale in section 3(f), and if applicable, name the securities exchange in section 3(g) where the sale will occur.
9. Complete the additional tables regarding securities to be sold and securities sold in the last three months, following the provided instructions closely.
10. Finally, review all entered information for accuracy, then save the changes. You can choose to download, print, or share the completed form as necessary.

Get started on filling out your SEC Form 144 online today.