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Get Sec Form Auf-002-r - Philippine Securities And Exchange ...
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How to fill out the SEC Form AuF-002-R - Philippine Securities And Exchange online
This guide provides comprehensive instructions for users on how to fill out the SEC Form AuF-002-R for the renewal application for accreditation of an auditing firm. By following these detailed steps, you will be able to complete the form online with confidence.
Follow the steps to successfully complete the SEC Form AuF-002-R online.
- Click ‘Get Form’ button to obtain the form and open it in the online editor.
- Fill in the name of the firm clearly in the designated field. Make sure to use the official registered name.
- Enter the SEC accreditation number, along with the date it was originally granted, ensuring all details are accurate.
- If applicable, provide the SEC Certificate of Registration Number. This applies to registered partnerships.
- Input the BOA/PRC registration number and the date it was granted. Accuracy is crucial in this section.
- Fill in the firm's telephone and fax numbers, making sure to include the correct area codes.
- Complete the full address of the firm. Double-check that all information is current and correctly formatted.
- In Section 6, list the currently employed auditors and signing partners. Include their full name, position, CPA certificate/license number, SEC accreditation number, and status of SEC accreditation, ensuring proper classification under Group A, B, or C.
- If related foreign CPA/auditing firms exist, provide their names and countries, along with the nature and extent of your relationship.
- For Section 8, summarize any changes in the firm since the last accreditation.
- In Section 9, attach relevant exhibits, including current PTR, certified copies of registrations, notarized compliance certification, and financial statements as required.
- Finally, enter the processing fee details, along with the corresponding official receipt number. Sign, print your name, and indicate your position, date, and place in the respective fields to complete the application.
- Review all information for accuracy and completeness, then save any changes, download, print, or share the completed form as needed.
Encourage others to complete their documents online for efficiency and accuracy.
Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.
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