Get Finra Electronic Trace Order Form

Filling out the Finra Electronic Trace Order Form online is a straightforward process that ensures your firm's TRACE orders are managed efficiently. This guide will help you navigate each section of the form with ease.

Follow the steps to fill out the form correctly.

1. Click ‘Get Form’ button to access the form and open it in the designated editor.
2. Begin by selecting the type of request. Choose either 'New TRACE Firm', 'Modify Current TRACE Firm', or 'Terminate TRACE Firm' based on your needs.
3. Provide the order date along with the firm name and the contact name for this request.
4. Fill out the address, city, state, ZIP code, and county of your firm. Make sure all information is accurate.
5. Enter the telephone number, fax number, and email address associated with your firm.
6. Indicate your FINRA membership status by entering your FINRA Broker Dealer (CRD) number and the MPID you are using or requesting for TRACE.
7. If you are a non-FINRA member, include any details relevant to your request.
8. Provide a general explanation of your order, selecting from options like 'MPID Change', 'User ID Change', or specify another.
9. Select any additional options for changes you wish to make, such as MPID Addition, Deletion, User ID Addition, or Billing Info Change.
10. Review your entries for accuracy. Ensure that all necessary fields are completed.
11. After finalizing the form, save your changes. You can then download, print, or share the form as needed.

Start completing the Finra Electronic Trace Order Form online today to manage your TRACE orders effectively.