Follow the steps to successfully complete the form.

1. Press the ‘Get Form’ button to access the ACH Originator Audit Form and open it for completion.
2. Begin with Section I, labeled 'General Information'. Fill in the required fields: Company Name, Date Established, DBA Name, State Incorporated, Physical Address, City, State, Zip, Primary Contact, Phone, Fax, Federal Tax ID, SIC, DUNS Number, Email Address, and Website Address. Provide details about whether the company is stock or privately owned, the Principal Owners, and an explanation of the type of business.
3. Proceed to Section II, which covers the type of ACH origination. Locate the page that corresponds to the specific ACH entry type you are initiating, such as PPD Debit, PPD Credit, TEL, WEB, BOC, ARC, POP, or RCK entries. Check the appropriate box next to the SEC code and provide a detailed explanation of how you will utilize that ACH product.
4. Provide volume and frequency information for the entries you selected in the previous step, including average file amounts, peak file amounts, the average number of items in the file, and return information. Be sure to specify the frequency of recurring origination.
5. Answer all questions thoroughly regarding authorization requirements and retention procedures, ensuring all necessary supporting documentation is attached, such as sample authorizations. Review for accuracy before submitting.
6. Once all sections are complete, save your changes, and consider downloading or printing a copy of the completed form for your records. Share the form with your financial institution when requested for processing.

Complete your ACH Originator Audit Form online today to ensure compliance and streamlined processing.