Get Sba Form 856 7-31-15.pdf - Small Business Administration - Sba

This guide provides straightforward instructions for completing the SBA Form 856 7-31-15, commonly used for Small Business Investment Company examinations. By following the steps outlined, users can ensure all necessary information is accurately reported.

Follow the steps to fill out the form correctly:

1. Press the 'Get Form' button to obtain the SBA Form 856 7-31-15 and open it in your preferred editing tool.
2. Begin filling in the top section of the form where you need to provide the name of the Small Business Investment Company (SBIC) and the date of the examination.
3. In section 2, declare any ongoing litigation. If there are no active cases, write 'None' accordingly.
4. Proceed to section 4 and list any assets pledged as security for liabilities. If there are none, state 'None'.
5. In section 5, indicate whether any licensee capital stock or partnership interest was pledged or encumbered. Write 'None' if applicable.
6. For section 6, note any portfolio company loans guaranteed by the licensee, including names and amounts. Provide details as required.
7. List outstanding financing commitments in section 7. Provide specifics as they pertain to your situation.
8. In section 8, identify any management or technical services provided to portfolio companies by the licensee or its Associates.
9. For section 9, disclose any control assumed over portfolio companies. Include all relevant details.
10. Section 10 requires you to list Associates who hold officer, director, employee, or partner positions in portfolio companies, with names and positions.
11. In section 11, document any financial interests that Associates have in portfolio companies, providing comprehensive details.
12. Complete section 12 by indicating any assets received by the Associates from portfolio companies. State 'None' if not applicable.
13. Once all necessary sections are filled, verify that all entries are accurate. Finally, sign and date the form at the bottom.
14. You may then save your changes, download a copy for your records, print the form, or share it as needed.

To ensure compliance with SBA requirements, complete your SBA Form 856 online.