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How to fill out the Australian Securities & Investments Commission Form 5140 online
This guide provides a comprehensive approach for users to accurately complete the Australian Securities & Investments Commission Form 5140, which is used to notify a proposed change of name of a registered scheme. By following these step-by-step instructions, users can ensure that their form is filled out correctly and submitted efficiently.
Follow the steps to fill out the form effectively.
- Click the ‘Get Form’ button to download the form and open it in the appropriate editor.
- In the lodgement details section, provide your contact information. Include the name of the person ASIC should contact regarding this form, the ASIC registered agent number if applicable, the company or entity name, ACN (Australian Company Number) or ABN (Australian Business Number), ARBN (Australian Registered Business Number), ARSN (Australian Registered Scheme Number), telephone number, postal address, and an optional email address.
- In the scheme details section, fill in the current registered scheme name and ARSN. Also, include the name of the responsible entity and their ACN.
- For the details of the name change, enter the proposed new name of the scheme. Ensure that this proposed name does not clash with any existing registered scheme names or those pending registration.
- In the signature section, the form must be signed by a director or secretary of the responsible entity. Provide the name of the person signing, their capacity, and obtain their signature along with the date signed.
- Review the entire form for accuracy and completeness. If additional space is needed in any section, attach annexures following the specified guidelines for presentation and format.
- Once completed, save any changes made to the form. You may then download, print, or share the form before submitting it.
Complete your documents online today for a smooth and efficient submission process.
Submitting a form to ASIC can be easily done online through the Australian Securities & ASIC Gov website. You will need to create an account and log in to access the necessary forms. Once completed, you can submit the forms electronically, which streamlines the process and ensures timely processing. If you need assistance, platforms like uslegalforms can provide guidance and resources to help you navigate the submission process.
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