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  • Form A 12

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Charitable registration number The following information is optional and is used for statistical purposes only Is the association specifically established for the benefit of (tick one or more) Aboriginal and Torres Strait Islanders People with a disability People from cultural and linguistically diverse backgrounds Women Tier 1 associations only (tick boxes and ensure the documents are attached) The association's financial statements for the relevant financial year (including a separate inco.

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How to fill out the Form A 12 online

This guide provides a clear and supportive approach to completing the Form A 12 online, ensuring that users with varying levels of experience can navigate the process with confidence. Follow the steps below to successfully fill out this important document.

Follow the steps to accurately complete the Form A 12 online.

  1. Click 'Get Form' button to obtain the form and open it in the editor.
  2. Fill in the association details. Provide the incorporation number and the correct name of the association. Tick the box indicating the principal activity of the association.
  3. If applicable, enter the association's ABN. Check the boxes to indicate whether the public officer or official address has changed and proceed to complete the next section if the answer is yes.
  4. Complete the financial summary, including the end date of the financial year, details of income, expenditure, and the assets and liabilities of the association as well as any trust managed.
  5. Provide the particulars of any mortgages, charges, and other securities affecting the property of the incorporated association if applicable.
  6. Fill out the optional grant funding and fundraising section if your association has received funding. Indicate the total amount received and check the corresponding boxes for the agencies that provided funding.
  7. Complete the declaration. The declaration must be signed by a person authorized by the association ensuring correctness and that financial statements were presented at the annual general meeting.
  8. Review the form for accuracy and completeness. Save changes and proceed to download, print, or share the completed form as required.

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Annual Registration Fee Each municipal advisor firm is required to pay the MSRB an annual fee of $1,000 each fiscal year per MSRB Rule A-12, with firms dually registered as a broker, dealer or municipal securities dealer only required to pay a single $1,000 annual fee.

Who Must Register. Brokers, dealers, municipal securities dealers (collectively, "dealers") and municipal advisors must register with the MSRB before engaging in municipal securities and advisory activities.

Any municipal advisor that fails timely to pay in full the total professional fee due under section (b) of this rule shall pay a monthly late fee equal to twenty-five dollars for such failure, and a late fee on the total overdue balance based on the Prime Rate until paid.

The MSRB establishes rules to regulate the activities of broker-dealers and banks that buy, sell and underwrite municipal securities, and municipal advisors that provide advice to state and local governments.

Summary. Prohibits dealers and municipal advisors from giving gifts or providing services in excess of $100 to another person in relation to the municipal securities activities of such person's employer and limits the giving and acceptance of non-cash compensation by dealers, subject to exceptions.

MSRB Rule G-47, on time of trade disclosure, requires brokers, dealers and municipal securities dealers (collectively, “dealers”) to disclose to their customers, at or prior to the time of trade, all material information known about the transaction, as well as material information about the municipal security that is ...

Under the Act, MSRB rules are to be designed to prevent fraudulent and manipulative acts and practices; facilitate transactions in the municipal securities and municipal financial products; remove impediments to and perfect the mechanism of a free and open market in municipal securities and municipal financial products ...

MSRB Rule A-12, on registration, requires that each broker, dealer and municipal securities dealer (collectively dealers) and municipal advisor (together regulated entities or registrants), prior to engaging in municipal securities activities or municipal advisory activities, to register with the MSRB.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232