Get 144b Form

An affiliated seller must file a proposed sale notice if the sale value exceeds $50,000 during any three-month period, or if more than 5,000 shares are proposed for sale.

[1] In June 2022, the Commission amended its rules to require electronic filing of Form 144 if the issuer of the security has been a reporting company for at least 90 days. Those amendments become effective April 13, 2023. See Updating EDGAR Filing Requirements and Form 144 Filings, Release No. 33-11070 (Jun.

Form 144 must be filed with the SEC by an affiliate as a notice of the proposed sale of securities when the amount to be sold under Rule 144 during any three-month period exceeds 5,000 shares or units or has an aggregate sales price in excess of $50,000.

Form 144s are public filings; however, the vast majority of forms are not available on EDGAR as they are filed on paper with the SEC.

Beginning April 13, 2023, all Forms reporting the sale of securities of reporting companies must be filed electronically on the SEC's EDGAR database. You can learn how to use EDGAR to find a Form 144 filing. Learn more.

An online fillable form is available, and the steps required to complete the electronic Form 144 are detailed on this page. The reporting person is the person for whose account the securities are to be sold, and the reporting person's CIK/CCC must be used in the Filer CIK and Filer CCC portions of the Form 144.

Rule 144 does not apply to private transactions, including sales, gifts, estate distributions and pledges, but does apply to the purchaser, donee, beneficiary and pledgee, when they sell the stock into the public market. Back to top?

One of the requirements of Rule 144 is that the issuer have current public information available to the public at the time of the resale. When applicable, issuers must satisfy the current public informational requirements as set forth in Rule 144(c) at the time of each sale of securities in reliance on Rule 144.