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Introducer Registration Form for FSA authorised intermediaries Application for registration with Newlife for introducers who are authorised and regulated by the Financial Services Authority. 1. Organisation.

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Any business carrying out a regulated activity in the UK must be authorised by the FCA, unless they can rely on an exclusion or are otherwise exempt. Well-prepared applications for FCA authorisation can be completed in as little as 6 months, although incomplete applications can take much longer.

An introducer is an individual appointed by a firm or by an appointed representative of such a firm to carry out, in the course of designated investment business, either or both of the following activities: (a) effecting introductions; (b) distributing non-real time financial promotions.

ing to the FCA, all financial advisers must: have a Statement of Professional Standing (SPS) from an accredited body. hold an appropriate qualification. meet the ethical requirements set out in APER, which you must comply with as an approved person.

Minimum standard fee Most firms with the 'A' fee-blocks will pay a minimum fee of £1,500 to the FCA. However, if your firm is dual-regulated by the Prudential Regulation Authority (PRA) and the FCA, the minimum fee will be £875 to the FCA and £600 to the PRA. Some firms pay a reduced minimum fee.

The FCA will make a decision on a complete application within 6 months (or 3 months if you're applying to become a payments or e-money firm). However, if your application is incomplete (which is commonplace in practice), then it can take up to 12 months for a decision to be made.

In Table 2.2 of PS22/7, the 2022/23 fee for firms without concessions should be £750, an increase of £176.

Read everything listed below. Start with our main 'how to apply' page for all firms. Prepare your application. Include your business plan and supporting material. Pay the application fee. You must pay this in order to apply. Submit your application. You'll do this on our Connect system, so please register first.

You'll need to submit your application on our Connect system. The first thing to do is register. If your application is complete, we'll usually assess it within: 6 months if you're a FSMA firm.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232