Get Introducer Registration Form For Fsa Authorised Intermediaries Application For Registration With
How it works
-
Open form follow the instructions
-
Easily sign the form with your finger
-
Send filled & signed form or save
How to fill out the Introducer Registration Form for FSA authorised intermediaries application for registration online
This guide provides clear and supportive instructions on how to successfully complete the Introducer Registration Form for FSA authorised intermediaries. By following these steps, users can ensure that their application is accurate and complete, facilitating a smooth registration process with Newlife.
Follow the steps to fill out the form online:
- Click the ‘Get Form’ button to access the Introducer Registration Form and open it in your preferred editor.
- For the first section, select your organisation type from the provided options: Sole trader, Partnership, Limited Company, PLC, or Limited Liability Partnership.
- In the next section, fill in the name and address of your business. Include the contact names, business name, registered address (including postcode), any different correspondence address, and relevant phone and email contact information.
- Under 'Principals of the business', provide details regarding all principals, including their title, full name, position, address, date of birth, and signature.
- In the 'Nature of business' section, tick all applicable boxes for your organisation's business type. If you are part of an IFA network, please indicate which one.
- For the 'Consumer credit licence' portion, indicate whether you have a valid licence and, if so, provide your licence number and commencement date.
- In the 'FSA Regulation' section, ensure you provide your current FSA Firm Reference Number, or the name of the firm of which you are an Appointed Representative if applicable.
- Complete the 'Bank details' section by providing account holder’s name, account number, bank name, sort code, and any reference if applicable.
- Indicate how you heard about Newlife by ticking the appropriate boxes and providing additional details where necessary.
- Once all sections are completed, review the information for accuracy, then save your changes. You can download, print, or share the form as needed.
Complete your Introducer Registration Form online to ensure your successful application with Newlife.
Related links form
Any individual who performs regulated roles within a financial firm needs FCA approval. This includes directors, senior managers, and staff in key functions affecting compliance and consumer protection. By completing the Introducer Registration Form For FSA Authorised Intermediaries Application For Registration With, you ensure that all responsible persons within your organization meet the necessary criteria.
Industry-leading security and compliance
-
In businnes since 199725+ years providing professional legal documents.
-
Accredited businessGuarantees that a business meets BBB accreditation standards in the US and Canada.
-
Secured by BraintreeValidated Level 1 PCI DSS compliant payment gateway that accepts most major credit and debit card brands from across the globe.