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Generally speaking, compliance reports demonstrate a company adheres to a set of industry standards, rules, regulations and laws required by governments or regulatory bodies.

“compliance report” means the compliance report that must be submitted by a credit provider to the National Credit Regulator on an annual basis within 6 months after the financial year-end of the credit provider in terms of Regulation 63 of the Regulations made in terms of the National Credit Act, 34 of 2005.

Examples of a compliance report include: A review of due diligence programs or internal accounting controls for FCPA compliance. A summary of the documentation and testing of security controls for PCI compliance. A report on policies and procedures necessary for HIPAA or GDPR compliance.

A credit provider must submit its annual financial statements including the auditor or accounting officer's report to the National Credit Regulator, within 6 months after the credit provider's financial year-end; Annual Financial and Operational Return 66.

The role of the National Credit Regulator Advise government on policy and legislation; Receive and investigate complaints and ensure that consumer rights are protected, and refer these to the correct agencies and; Enforce the Act and take action against contravening institutions.

Universally, all compliance reports will include: The scope of the report: What was and what was not reviewed by the compliance officer. A review of the compliance process: A description of what the compliance process is, the procedures and processes in place to meet requirements, and how they work.

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© Copyright 1997-2025
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3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232