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Get Web Crd/iard Snapshot Request Form - Finra
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How to fill out the Web CRD/IARD Snapshot Request Form - Finra online
Completing the Web CRD/IARD Snapshot Request Form - Finra is essential for individuals who are or were registered with a broker-dealer or investment adviser. This guide provides step-by-step instructions to help you navigate the form efficiently.
Follow the steps to effectively complete your request form.
- Press the ‘Get Form’ button to access the form and open it for editing.
- In the 'Full Name' section, provide your first name, middle name (if applicable), and last name. Ensure all names are correctly spelled and match the registration records.
- Enter your telephone number in the indicated format to ensure accurate contact.
- Provide your CRD number. If you do not have a CRD number, you may alternatively enter your birth month and day alongside the last four digits of your Social Security Number.
- Indicate where you would like the Snapshot to be mailed by selecting one of the provided options, such as your residential address of record in Web CRD or an updated address if you are no longer registered.
- If choosing to provide a new address, fill out the name, street address, city, state, and zip code of the individual or entity specified.
- Affirm your authorization for FINRA to mail a copy of your Snapshot by signing your name in the designated area and including the current date.
- Once all sections are completed, save your changes, and consider downloading, printing, or sharing the form as needed.
Complete the Web CRD/IARD Snapshot Request Form online today to ensure your information is accurately submitted.
The IARD system is the Investment Adviser Registration Depository, a platform designed to facilitate the registration and compliance of investment advisers. It streamlines the submission processes and maintains the records of registered advisers. By using the Web CRD/IARD Snapshot Request Form - Finra, you can access vital information through this comprehensive system with ease.
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