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Get IL SEC 312.4 2015-2024

Ion as a securities dealer in the State of Illinois, an applicant must file the following forms and fees in the manner described with either the Financial Industry Regulatory Authority (FINRA) or the Illinois Securities Department: 1. Form BD Uniform Application for Broker Dealer Registration — FINRA firms must file Form BD along with the $600 filing fee, plus the $150 filing fee for each agent to be registered in the State of Illinois, with the FINRA Central Registration Depository (CRD) syst.

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