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Get IL SEC 321.3 2015-2024

Ol Ave., 2nd Floor Springfield, IL 62701 217-782-2256 Designated Principal(s) to be Responsible for the Rendering of Investment Advice in Illinois: A. Applicant understands that each investment adviser registered in the State of Illinois must have at least one examination-qualified principal who is responsible for the rendering of investment advice and the supervision of each investment adviser representative servicing Illinois customer accounts. Each designated principal must have passed the q.

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