Get Il Sec 321.3 2015-2025
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How to fill out the IL SEC 321.3 online
The IL SEC 321.3 is an essential form for individuals applying for registration as an investment adviser in Illinois. This guide provides clear and concise instructions on how to complete the form online, ensuring a smooth and efficient submission process.
Follow the steps to fill out the IL SEC 321.3 form online:
- Press the ‘Get Form’ button to access the IL SEC 321.3 form and open it in your chosen online editor.
- Begin by filling in the designated principal(s) section. Provide the name, Social Security Number or CRD Number, and the qualifying examinations or educational program for each designated principal responsible for rendering investment advice in Illinois.
- Once the designated principal section is completed, review the affidavit of prior investment adviser activities. You must select either option A or B to certify your previous activities regarding rendering investment advice for a fee.
- In the investment adviser representations section, ensure you read and acknowledge the statements regarding compensation, dealer selection for transactions, salesperson registration, and the provision of disclosure statements to clients.
- Fill in your name as the applicant and the signature of an officer, partner, or sole proprietor. Type or print their name and title along with the date.
- After ensuring all sections are accurately filled out, save your changes, download the filled form, print it, or share with relevant parties as necessary.
Complete your IL SEC 321.3 form online for smooth processing.
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