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Get IL SEC 320.5 2015-2024

registration as an investment adviser in the state of Illinois, an applicant must file the following forms and fees with the Financial Industry Regulatory Authority (FINRA) and the Illinois Securities Department. To be Filed on the IARD & CRD Systems The following forms must be filed electronically on the Investment Adviser Registration Depository (IARD) and the Central Registration Depository (CRD) systems, along with the $400 filing fee, $150 filing fee for each investment adviser representa.

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