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HANGE COMMISSION Washington, D.C. 20549 FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1 (b). T: v117292 v117292 ex.xml , Table I OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response...0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company A.

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You file a Form 4 to comply with securities regulations and disclose insider trading activities. This filing promotes transparency and accountability among company executives and shareholders. By filing, you help to maintain an informed market and uphold fair trading practices.

When a Form 4 is filed, it indicates that an insider has conducted a transaction involving the company's securities. This filing allows the public and investors to monitor insider trading activities. Such transparency can enhance trust and credibility in the company's management.

The responsibility for filing Form 4 lies with the insiders of the company who engage in securities transactions. Each insider must ensure compliance with the filing requirements. Failing to file can result in penalties and damage to their reputation.

Form 4 is submitted by the insiders of a company, including officers and directors. The company’s legal team or compliance officer may assist in the submission process. It is vital that the form is filed accurately to meet regulatory obligations.

To file Form 4, you can complete the form online through the SEC's EDGAR system. It requires detailed information about the transaction, including the type of security and the number of shares involved. Using platforms like uslegalforms can simplify this process and ensure proper submission.

Form 4 is triggered by any change in ownership of a company's securities by insiders. This can include buying or selling stock, stock options, or other derivatives. Such changes must be reported to ensure the market remains informed of insider trading activities.

You must file Form 4 within two business days of any transaction involving your company’s securities. Meeting this deadline is essential to comply with legal requirements and maintain transparency. Timely filing helps prevent allegations of insider trading.

Individuals who are insiders of a company must file Form 4. This includes officers, directors, and security holders who own more than ten percent of a company’s voting shares. These filings help ensure transparency in the trading of company securities.

When preparing your Form 4, ensure you have all relevant documentation at hand, such as transaction records and proof of ownership. It's also essential to verify your personal information for accuracy. With the right tools and resources, like those offered on uslegalforms, filing your Form 4 can be an efficient experience.

To successfully complete Form 4, you will need specific details such as the nature of the transaction, the amount of securities involved, and the date of the transaction. Additionally, you must provide your identification details as well as any pertinent company information. Gathering all necessary information ahead of time will simplify your submission process.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232