Get Au Asic Fs20 2013
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How to fill out the AU ASIC FS20 online
The AU ASIC FS20 form is essential for initiating changes to details related to an Australian financial services licence. This guide provides systematic, straightforward instructions to assist you in accurately completing and submitting this form online.
Follow the steps to fill out the AU ASIC FS20 online effectively.
- Press the ‘Get Form’ button to retrieve the AU ASIC FS20 form, allowing you to access it for filling out online.
- Begin by entering your AFS licence details. You will need to provide your AFS licence number, ABN (if no ABN is assigned, include ACN or ARBN), and the name of your AFS licence.
- Populate the lodgement details section. Indicate who ASIC should contact in case of queries. Include the ASIC registered agent number if applicable, the firm or organization name, contact person’s name and position description, along with their telephone number during business hours and optional email address. Lastly, provide the postal address.
- In the AFS licensee details section, specify if you wish to change the AFS licensee address or business name. If yes, start at 1.1 and provide only the information that has changed. If no, proceed to step 2.
- Fill in the principal business address including office/unit and street number/name, suburb/city, state/territory, and postcode.
- If applicable, provide the address for service of notices by including the relevant details as mentioned in the previous steps.
- Use the spaces provided to remove or add business names under which the AFS licensee trades, ensuring to include registered business name numbers and state of registration.
- In the contact details section, indicate if you wish to change contact details for this AFS licence. If yes, provide updated information; if no, continue to the next relevant section.
- In the responsible managers section, indicate whether there are changes to be made. If removing managers, supply necessary details including full names and dates of birth.
- Should you add or amend responsible manager details, ensure to provide their given names, family name, date of birth, and relationship to the entity, along with their responsibilities.
- In the dispute resolution section, state whether there are changes to be made regarding external dispute resolution schemes, providing the necessary details if there are changes.
- For compensation arrangements applicable to retail clients, indicate if changes are needed regarding security bonds. Provide specific information about the bond if applicable.
- As you fill out any additional annexures, ensure they are clearly marked with the AFS licence number and provide the total number of annexures.
- Complete the declarations and certifications section by signing and detailing your capacity, ensuring you understand that providing false information is an offense.
- After completing the form, save your changes, and proceed to download, print, or share the form as needed.
Complete your AU ASIC FS20 form online today to ensure prompt processing of your changes.
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The FS20 is a core document required under the AU ASIC framework, specifically for businesses offering financial services. It outlines the nature of services provided and demonstrates compliance with ASIC's requirements. Having a well-prepared FS20 is essential for maintaining your AFSL and building client trust. You can access the necessary forms and guidelines from US Legal Forms to assist you in this process.
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