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Get Au Asic 604 2001-2026

Which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers.

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How to fill out the AU ASIC 604 online

The AU ASIC 604 form serves as a notice regarding the change in interests of a substantial holder according to the Corporations Act 2001. Completing this form online may seem complicated, but with this guide, users can navigate the process smoothly and ensure all necessary information is provided accurately.

Follow the steps to complete the AU ASIC 604 form online

  1. Click ‘Get Form’ button to obtain the form and open it in the online editor.
  2. In the 'Details of substantial holder' section, input the name and any applicable ACN or ARSN. Specify the date when the change in interests occurred, as well as the date of the previous notice given to the company.
  3. Proceed to the 'Previous and present voting power' section. Here, provide data regarding the total number of votes attached to all voting shares in the company. Fill in information regarding the previous notice and the present notice in the respective fields.
  4. In the 'Changes in relevant interests' section, detail each change that occurred. This includes filling in the date of change, the individual whose interest changed, the nature of the change, considerations related to the change, and specifics about the securities affected.
  5. Navigate to the 'Present relevant interests' section. Indicate particulars of each relevant interest of the substantial holder after the change, including the holder of the relevant interest and their nature.
  6. In the 'Changes in association' section, list the names of any persons who have become or ceased to be associates. Discuss the nature of their association with the substantial holder in relation to voting interests.
  7. Complete the 'Addresses' section by providing addresses for the individuals mentioned. Then move to the signature area to print your name, indicate your capacity, and sign the form. Don't forget to fill in the date.
  8. Once all sections have been accurately filled, review the information, make any necessary adjustments, and proceed to save changes. You may choose to download, print, or share the completed form as needed.

Start completing the AU ASIC 604 form online today to ensure your interests are accurately reported.

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Ceasing to be a substantial holder means that an individual or entity has reduced their shareholding below the 5% threshold defined by AU ASIC 604. This change may require them to submit a notice of change, helping maintain market transparency. Recognizing this shift is vital for other investors who monitor ownership changes within a company. It also indicates potential shifts in influence and decision-making power among shareholders.

The relevant interest under the Corporation Act pertains to the rights and privileges associated with the ownership of shares in a corporation. This legal framework defines the responsibilities of substantial holders, as referenced in AU ASIC 604. Investors should be aware of these interests as they can impact shareholder voting rights and decision-making within a company. Understanding these interests helps investors navigate their own rights and obligations.

While both terms reflect significant ownership, a substantial shareholder refers to anyone holding 5% or more of shares, as outlined by AU ASIC 604. In contrast, a top 20 shareholder is a ranking based on the largest holders regardless of their percentage. This means that a company can have many substantial shareholders, but only the 20 largest in terms of share quantity will be highlighted. This distinction is essential for investors seeking insight into major influences on company direction.

A substantial holding percentage typically refers to the ownership threshold of 5% or more of a company's shares. Under AU ASIC 604, reaching this percentage classifies an individual or entity as a substantial holder, bringing forth certain reporting and compliance obligations. Understanding this percentage is key for any investors looking to engage meaningfully with a company.

A substantial shareholder is defined as an individual or entity owning 5% or more of a company's shares, as per AU ASIC 604 regulations. This designation triggers specific reporting requirements to ensure market transparency. Being a substantial shareholder implies a significant influence over the company's decisions and direction.

A notice of change of interests of substantial holders is a formal document required when there is a change in the holdings of substantial shareholders. According to AU ASIC 604, this notice must be filed with the ASX and the respective company. This process maintains market transparency by keeping investors informed about key shifts in share ownership.

The rules for substantial holders in the Australian Securities Exchange (ASX) focus on ownership disclosure. Under AU ASIC 604, substantial holders must notify the ASX and the company when their ownership exceeds or drops below 5%. This regulation promotes accountability and protects investors by ensuring they receive essential information about share ownership changes.

You can acquire both current and historical company extracts from ASIC via the AU ASIC 604 platform. Simply enter the company's details and select the type of extract you need. This feature allows you to review the company's evolution over time, aiding in strategic planning.

A substantial holding refers to a significant portion of shares owned by an individual or entity in a public company. Under the AU ASIC 604 regulations, substantial holders must report their interests to promote market transparency. Understanding these holdings can provide insights into investor confidence and market trends.

Extracting a business name from ASIC can be done through the AU ASIC 604 service. Simply enter the business name or registration details to access the information you require. This tool simplifies the process of verifying business names in the Australian market.

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© Copyright 1997-2026
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Your Privacy Choices
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Help Portal
Legal Resources
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
altaFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2026
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232