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Get Representative Registration
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How to fill out the Representative Registration online
Filling out the Representative Registration form is a crucial step in registering as a representative or updating prior registrations. This guide will provide you with a clear and supportive overview of how to complete the process online.
Follow the steps to successfully complete your Representative Registration form.
- Click ‘Get Form’ button to obtain the Representative Registration form and open it in your web browser.
- Begin with Section I by entering your personal identification and home contact information. Ensure that your name matches exactly as it appears on your Social Security card. If you need to update previously submitted information, include your Representative Identification (Rep ID) here.
- Proceed to Section II. Indicate your representational standing by selecting either ‘Yes’ or ‘No’. If you are an attorney, move on to Section III; if not, continue to Section IV.
- In Section III, if you answered ‘Yes’, provide details about your bar or court information including the name of the court, the year you were admitted, and your court or bar license number.
- Next, move to Section IV where you will provide your information as a representative. Fill in your home address for receiving notices and any business details if applicable. Complete the payment method sections if you intend to seek direct payment of authorized fees.
- In Section V, if you are working for a firm or organization, include their Employer Identification Number (EIN) and your business information as necessary. If you work with more than one entity, attach additional copies of this section as needed.
- Continue to Section VI to attune to the required attestations and questions for representation. Carefully read and confirm your understanding of the responsibilities of representing claimants.
- Finally, in Section VII, complete the general attestations section and ensure you sign your name and date the form to validate its accuracy. Once completed, save your changes.
- After completing all sections, you can download, print, or share the form as needed. Make sure to fax it to the Office of Central Operations as instructed.
Complete your Representative Registration form online today to ensure a smooth registration process.
Common names for investment advisers include asset managers, investment counselors, investment managers, portfolio managers and wealth managers. Investment adviser representatives are individuals who work for and give advice on behalf of registered investment advisers.
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