Get Form 133.10 Form Usr-1 09-22-1995 Investment Company ...

Filling out the Form 133.10 Form USR-1 is a crucial step for investment companies operating in Texas. This guide will walk you through the process of completing the form online to ensure accuracy and compliance.

Follow the steps to successfully complete your form.

1. Click the ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by entering your Texas permit number in the designated field. This is essential for identifying your company's registration status within the Texas investment company framework.
3. Next, provide the fiscal year end date. This date marks the end of your financial reporting period and should align with your company's accounting schedule.
4. In the section titled 'Investment Company Report of Sales,' clearly state the period for sales reporting. Fill in the beginning and ending dates of the 12-month period for which you are reporting sales.
5. List the name of the fund in the provided field. This helps in identifying the specific investment vehicle impacted by the sales.
6. Complete the address section with the physical address of the fund. Ensure that this information is accurate and up-to-date.
7. Enter the name of the contact person responsible for this report in the contact person field, ensuring that this individual is accessible for any inquiries.
8. Provide a telephone number where the contact person can be reached for any follow-up questions regarding the form or the fund.
9. Fill in the 'Beginning Balance' field by reporting the balance available at the start of the period stated.
10. If applicable, report any additional amounts authorized during this period in the designated field to reflect the changes in your fund.
11. Calculate and enter the 'Total Available for Sale' amount, which is essentially the sum of your beginning balance and any additional amounts approved.
12. Report the total sales during the period in the 'Sales During the Period' section to demonstrate how much of the available funds were sold.
13. Finally, calculate the 'Ending Balance' by subtracting total sales from the total available for sale. This is your remaining balance at the end of the reporting period.
14. Affirm the accuracy of the reported data by signing the certification statement, including the date and name of the fund.
15. Complete the form by indicating the authorized signature, thereby confirming accountability for the provided information.
16. Once all fields are completed, you can save changes, download, print, or share the form accordingly.

Start completing your documents online today for a streamlined filing experience.