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  • Exhibit 4.2 The Holder Of This Security By Its Acceptance Hereof Is ...

Get Exhibit 4.2 The Holder Of This Security By Its Acceptance Hereof Is ...

AMONG CATERPILLAR INC. AND THE LEAD DEALER MANAGERS NAMED THEREIN, DATED AS OF AUGUST 15, 2012. THE COMPANY WILL PROVIDE A COPY OF THE REGISTRATION RIGHTS AGREEMENT TO A HOLDER WITHOUT CHARGE UPON WRITTEN REQUEST TO ITS PRINCIPAL PLACE OF BUSINESS. THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT ). THE HOLDER HEREOF, BY ACQUIRING THIS SECURITY, REPRESENTS THAT IT IS A QUALIFIED INSTITUTIONAL BUYER (AS DEFINED IN RULE 144A UNDER THE SEC.

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How to fill out the Exhibit 4.2 The Holder Of This Security By Its Acceptance Hereof Is ... online

Filling out Exhibit 4.2, titled 'The Holder Of This Security By Its Acceptance Hereof Is ...', can be a straightforward process if approached step-by-step. This guide will provide you with clear instructions to help you complete the form online effectively.

Follow the steps to fill out the Exhibit 4.2 form online.

  1. Locate the form online. Use the appropriate button, such as 'Get Form', to access Exhibit 4.2. This will allow you to open the form in your preferred editing environment.
  2. Begin by entering the security amount. You’ll find a field prompting you to specify the principal sum in dollars. Ensure the amount is entered accurately as it dictates the financial terms of the security.
  3. Fill in the date of the agreement. This date is crucial for the terms of the security and can affect maturity and interest payment timelines.
  4. Input the necessary identification numbers in the designated fields such as CUSIP and ISIN. These identification numbers facilitate the tracking and regulatory compliance of the security.
  5. Complete the issuer section by entering the name of the company, Caterpillar Inc., and other pertinent details, such as registration information. This verifies the legitimacy of the security.
  6. Review any sections regarding transfer restrictions and resale limitations. Acknowledge your understanding of these limitations by entering the appropriate confirmation in the provided fields.
  7. Final steps involve adding signatures and authentication. Ensure the appropriate individuals sign and date the document as per the requirements stated in the form.
  8. Once you have completed the form, ensure to save your changes. You may choose to download, print, or share the completed Exhibit 4.2 as needed.

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(10) The term "security" means any note, stock, treasury stock, bond, debenture, certificate of interest or participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable share, investment ...

An offer of securities exists when a security is offered as a “free” bonus when purchasing another item. If a customer accepts the “free” bonus, a sale of securities occurs. It doesn't matter that the security doesn't cost anything extra. The USA assumes the cost of the security is wrapped up in the overall purchase.

Registered securities are securities whose ownership is registered with an issuing company or agent, which maintains a ledger with the details. They are different from bearer securities, whose ownership lies with the bearer and which do not have a centralized ledger associated with them.

The term “security” means any note, stock, treasury stock, security future, security-based swap, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment ...

Generally, if an investment of money is made in a business with the expectation of a profit to come through the efforts of someone other than the investor, it is considered a security.

Exempt securities are investments being offered for sale that do not require registration with the SEC. These securities may be limited in dollar amount or only be offered to accredited investors.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232