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  • Founders Passport281sp0501.app - Securities And Exchange ... - Sec

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L funds, the Securities and Exchange Commission has not approved or disapproved these securities or passed upon the adequacy of this prospectus. Any representation to the contrary is a criminal offense. Dreyfus Founders Passport Fund Ticker Symbols Class A: Class B: Class C: Class R: Class T: FPSAX FPSBX FPSCX FPSRX FPSTX INVESTMENT APPROACH The fund, an international small-cap fund, seeks capital appreciation. To pursue this goal, the fund primarily invests in the equity securities of fore.

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An investment adviser with its principal office and place of business in New York will generally register with the SEC if it has $25 million or greater AUM. Advisers to investment companies registered under the Investment Company Act of 1940 regardless of AUM.

The SEC's mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate.

The Securities Exchange Act of 1934 established the SEC, mainly in response to the stock market crash of 1929 in the leadup to the Great Depression. The SEC brings civil action against those it alleges broke securities laws or regulations. The SEC also refers criminal cases to the U.S. Department of Justice (DOJ).

The Securities and Exchange Commission (SEC) is a government commission created by Congress to regulate the securities markets and protect investors SEC founded in 1930. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S.

Monitoring: Monitors the financial health of market operators to ensure that only fit and proper participants are in the market. It also investigates and resolves disputes among market stakeholders. Reports to the Executive Commissioner, Legal and Enforcement. Legal: Provides legal advisory and rule making functions.

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.

SEC filings are important regulatory documents required of all public companies to provide key information to investors or potential investors. The public can review SEC filings by visiting the commission's online database, EDGAR.

Visit FINRA Market Data. Click on the link that says Company Information in the far left column to search for your investment. If you find the ETF, ETN or closed-end fund on Market Data, it is registered with the SEC.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232