Get 1 Regulation No. 12/2004 Regarding Financial Investments ... - Cnvm

This guide provides comprehensive and user-friendly instructions for completing the 1 Regulation No. 12/2004 Regarding Financial Investments ... - CNVM form online. It aims to assist users of all backgrounds, particularly those who may have limited legal experience, in filling out the necessary form accurately and efficiently.

Follow the steps to complete the form online:

1. Click the ‘Get Form’ button to obtain the form and access it in the online editor.
2. Begin by filling in the applicant identification data. This section requires the applicant’s name, registration details, and contact information. Ensure accuracy in the provided information.
3. In the activities to be authorized section, select the main activities for which authorization is being sought. This could include order execution, financial instrument dealing, or portfolio management.
4. Provide details regarding the members of the Board of Directors and the internal control department. This includes their personal numeric code and documentation to verify their qualifications.
5. List the investment firm’s shareholders, ensuring to include any natural or legal persons holding a significant percentage of the share capital.
6. Attach all required documentation as outlined in the form, including proof of incorporation, legal copies of identification, and financial statements.
7. Review all entries for correctness and completeness before submitting the form.
8. At the final step, ensure to save changes, and consider options to download, print, or share the completed form.

Start filling out your documents online today to ensure compliance with CNVM regulations.