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N D and Section 4(6) under the Act. amend Filing Date: 2012-05-29 SEC Accession No. 0001393725-12-000105 (HTML Version on secdatabase.com) FILER RAB ENERGY FUND LTD CIK:1426240 IRS No.: 000000000 State of Incorp.:E9 Fiscal Year End: 1231 Type: D/A Act: 33 File No.: 021-114388 Film No.: 12874248 Mailing Address RAB CAPITAL PLC 1 ADAM STREET LONDON X0 WC2N 6LE Copyright 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document.

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Form D, also known as the Notice of Sale of Securities, is required by the SEC for companies selling securities in a Regulation (Reg) D exemption or with Section 4(6) exemption provisions. Form D details basic information or essential facts about the company for investors.

Yes. To claim the exemption from securities qualification under California law, a Form D notice filing must be submitted to the Commissioner no later than 15 days after the date of the first sale in this state.

A company must file this notice within 15 days after the first sale of securities in the offering. For this purpose, the date of first sale is the date on which the first investor is irrevocably contractually committed to invest.

Regulation D is a series of rules that govern commonly used offering exemptions that companies can use to sell securities. Regulation D requires that companies file a notice of their offering with the SEC using Form D. The SEC does not charge any fees to access the filing system or to file a Form D notice or amendment.

[5] Form D allows issuers to select "Pooled Investment Fund" as their industry and "Pooled Investment Fund Interests" as the type of securities offered. Some offerings identify more than one security type with the most common combination being "Equity, Pooled Investment Fund Interests".

Companies that comply with the requirements of Rule 506(b) or (c) do not have to register their offering of securities with the SEC, but they must file what is known as a "Form D" electronically with the SEC after they first sell their securities.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232