Get Omb Approval Omb Number 3235-0049 Updated: February 11, 2011 Form Adv Uniform Application For

The OMB APPROVAL OMB Number 3235-0049 Updated: February 11, 2011 FORM ADV Uniform Application is essential for investment adviser registration. This guide provides clear and detailed steps to help users fill out the form effectively, ensuring all necessary components are addressed properly.

Follow the steps to complete the online FORM ADV Uniform Application.

1. Click ‘Get Form’ button to obtain the form and open it in the document management system.
2. Begin filling out the investment adviser's name in the designated field, ensuring accurate entry. Include the full address, incorporating the street number, suite number if applicable, city, state, and zip code.
3. In the next section, indicate the area code and telephone number of the investment adviser, ensuring the phone number is current and valid.
4. Proceed to Item 1 and select the advisory services offered by checking the applicable boxes. Provide approximate percentages of total advisory billings for each service selected.
5. Move on to Item 2 and check the demographics of clients typically served by the adviser, ensuring all options that apply are selected.
6. In Item 3, check the types of investments for which the adviser will provide advice, marking all that are relevant.
7. For Item 4, describe the methods of analysis, sources of information, and investment strategies employed, checking all applicable methods and sources.
8. After completing all sections, review the entire form to ensure all entries are accurate and comprehensive.
9. Save your progress, and once you have verified that all information is accurate, download a copy of the completed form, or proceed to submit it as required.

Complete and submit your FORM ADV Uniform Application online today to ensure compliance and facilitate investment adviser registration.