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Get Affidavit Of Investment Advisory Activity Form . - Vermont Department ... - Dfr Vermont

FROM VERMONT I, a principal of , being duly (Name of Principal) (the Applicant ) authorized to represent the Applicant, have thoroughly and diligently searched and conducted a review of the Applicant s books and records. The result of this review shows that (please check one): the Applicant has performed investment advisory activities within or from Vermont without registration in Vermont. The investment advisor.

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