name of the issuer of the security distributed and the address and telephone number of its head office. If th e issuer of the security distributed is an investment fund, state the name of the fund as the issuer, and provide the full name of the m anager of the investm ent fund and the address and telephone number of the head office of the m anager. Include the form er name of the issuer if its name has changed since last report. Item 2: State whether the issuer is or is not a reporting issuer j.
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How to fill out the CA 45-106F1 online
The CA 45-106F1 form serves as a Report of Exempt Distribution, a requirement under section 6.1 of National Instrument 45-106. This guide provides a step-by-step process to ensure accurate completion of the form online.
Follow the steps to successfully complete the CA 45-106F1 form online.
- Click ‘Get Form’ button to obtain the form and open it in the document editor.
- Begin by providing issuer information. State the full name of the issuer, along with the address and telephone number of its head office. If the issuer is an investment fund, also include the name and contact details of the fund manager.
- Indicate whether the issuer is a reporting issuer and list the jurisdictions where it is reporting.
- Select the appropriate industry of the issuer by checking the corresponding box. Options include bio-tech, mining, financial services, and others.
- Complete Schedule I, which assists in providing details of the distribution.
- Provide the distribution date(s). If there are multiple dates, ensure all are specified.
- For each security distributed, describe the type, total number, and provide details like underlying security for convertible or exchangeable securities, as well as the exemptions relied upon.
- Fill in the table for jurisdictions where purchasers reside. Include the number of purchasers, price per security, and total dollar value raised.
- Provide details of any compensation involving commissions or finder’s fees related to the distribution.
- If applicable, include the 'Authorization of Indirect Collection of Personal Information for Distributions in Ontario' with your filing.
- Finally, certify the report by providing the name, title, and contact information of the person signing the certificate.
- After completing the form, users can save changes, download, print, or share the completed document.
Complete your CA 45-106F1 form online today to ensure compliance.
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This consolidation is provided for your convenience and should not be relied on as...
97. See, e.g., Form 45-106F1 Report of Exempt Distribution (Form 45-106F1). Page 47...
... 45-106 or, in Ontario, as defined in Section 73.3(1) of the Securities Act ... 106F1...
Get answers to your most pressing questions about US Legal Forms API.
What are exempt distributions?
Companies can issue securities to raise money without the time and expense of filing a prospectus. This is called an exempt distribution. Funds must distribute any capital gains to shareholders at least once a year. This payment can take the form of cash or additional units.
What is exempt distribution?
Companies can issue securities to raise money without the time and expense of filing a prospectus. This is called an exempt distribution.
How much does it cost to file Form 45-106F1?
Fees are not payable on securities sold to purchasers who are not residents of British Columbia, but there is a $200 minimum filing fee for filing Form 45-106F1.
What is the late fee for OSC Form 45-106F1?
The fee is $100 for each business day the notice is late, up to $5,000 for all late notices in a financial year. If a firm has not submitted documents on time, the late fee must be paid at the same time the late documents are submitted to the OSC.
What is Form 45-106F1?
Form 45-106F1 - Report of Exempt Distribution | OSC. Working with older and vulnerable clients. Registered crypto asset trading platforms.
What is a 45-106F1?
Form 45-106F1 Report of Exempt Distribution. Report for Start-up Crowdfunding Prospectus Exemption.
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