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How to fill out the CA 45-106F1 online
The CA 45-106F1 form serves as a Report of Exempt Distribution, a requirement under section 6.1 of National Instrument 45-106. This guide provides a step-by-step process to ensure accurate completion of the form online.
Follow the steps to successfully complete the CA 45-106F1 form online.
- Click ‘Get Form’ button to obtain the form and open it in the document editor.
- Begin by providing issuer information. State the full name of the issuer, along with the address and telephone number of its head office. If the issuer is an investment fund, also include the name and contact details of the fund manager.
- Indicate whether the issuer is a reporting issuer and list the jurisdictions where it is reporting.
- Select the appropriate industry of the issuer by checking the corresponding box. Options include bio-tech, mining, financial services, and others.
- Complete Schedule I, which assists in providing details of the distribution.
- Provide the distribution date(s). If there are multiple dates, ensure all are specified.
- For each security distributed, describe the type, total number, and provide details like underlying security for convertible or exchangeable securities, as well as the exemptions relied upon.
- Fill in the table for jurisdictions where purchasers reside. Include the number of purchasers, price per security, and total dollar value raised.
- Provide details of any compensation involving commissions or finder’s fees related to the distribution.
- If applicable, include the 'Authorization of Indirect Collection of Personal Information for Distributions in Ontario' with your filing.
- Finally, certify the report by providing the name, title, and contact information of the person signing the certificate.
- After completing the form, users can save changes, download, print, or share the completed document.
Complete your CA 45-106F1 form online today to ensure compliance.
Companies can issue securities to raise money without the time and expense of filing a prospectus. This is called an exempt distribution. Funds must distribute any capital gains to shareholders at least once a year. This payment can take the form of cash or additional units.
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