Get Attached Application - Girard Securities, Inc.

Filling out the Attached Application for Girard Securities, Inc. is a vital step in your journey toward becoming a registered financial representative. This guide will walk you through each section of the form to ensure a comprehensive and accurate submission.

Follow the steps to successfully complete your application.

1. Click ‘Get Form’ button to access the application form and open it in your online editor.
2. Begin with the registration application section. Choose the appropriate category that applies to you, such as OSJ, registered representative, or investment advisor representative.
3. Provide your general information, including your full name (first, middle, last), professional designations, place of birth, date of birth, and Social Security Number.
4. Fill in your mailing and home addresses. Include both branch address and phone numbers as well.
5. Transition to the business plan section. Here, you will need to report your annual commission income from the previous year and break down your product mix by percentage.
6. Indicate whether you have a website and describe your sales approach by checking all applicable options.
7. In the securities licensing section, list the states where you seek licenses and any securities exams you may need to take.
8. Complete the compliance questions regarding any criminal history or regulatory actions and provide narratives if necessary.
9. For the request to engage in independent activities, review and check all applicable categories. Ensure you provide explanations for each independent activity you select.
10. Proceed to the independent activity questionnaire, where you will describe your independent activities in detail and provide other required specifics.
11. Conclude by confirming that all information is accurate and sign the form. You will then have the options to save changes, download, print, or share your completed application.

Complete the application online today and take the next step in your career with Girard Securities, Inc.