Get Capstone Contract 2009_email.indd

This guide provides step-by-step instructions on how to effectively complete the Capstone Contract 2009_email.indd online. Ensure you carefully follow each section to complete the form accurately.

Follow the steps to fill out the Capstone Contract 2009_email.indd online.

1. Click the ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by completing the account title on the Investment Advisory Agreement. Enter the name(s) of the individual(s) or entity to which the account is registered in the designated space.
3. Proceed to fill out the Client Information Questionnaire. In Section 1, provide details such as approximate initial account size, account composition, tax status, and type of account to be managed.
4. In Section 2, choose the investment style for this account. For specific accounts, follow the instructions regarding necessary agreements (e.g., Theta Growth accounts require an options agreement).
5. Section 3 requires you to describe how your brokerage account is set up. Enter the name of the brokerage firm and advisor, detail automatic withdrawals if applicable, and specify if Capstone should vote proxy ballots on equity securities.
6. Complete the Account Application by filling in the name(s) of the individual(s) or entity in the Account Title space. Include the salutation and main contacts for the account, along with the address as shown on the brokerage account registration.
7. Next, provide any specific instructions or restrictions regarding the management of the account in the designated box. Ensure all joint owners sign the document in the provided lines.
8. Then, provide the Financial Advisor/Consultant Information. Include the name, contact information, and confirm the necessary arrangements for electronic trade confirmations and monthly statements.
9. Finally, after review, print and sign the original document. Mail the complete signed document to Capstone Asset Management Company at the specified address.

Complete your forms online efficiently and ensure you submit them for processing.