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Get Membership Application - Financial Services Institute - Financialservices
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How to fill out the Membership Application - Financial Services Institute - Financialservices online
Filling out the Membership Application for the Financial Services Institute is an important step for qualifying retail broker-dealers looking to join the organization. This guide provides clear and supportive instructions to help users successfully complete the application online.
Follow the steps to complete the Membership Application accurately.
- Click ‘Get Form’ button to obtain the application and open it in your preferred online format.
- Begin by entering the company information. Fill in the company name, corporate headquarters street address, city, state, and ZIP code. Include the telephone and fax numbers alongside the web address. If applicable, indicate the name of your parent company.
- In the key home office employees section, provide the required details for each identified employee. This includes their name, title, nickname, designations, telephone, email, and mailing address options. Ensure each role like President/CEO, Chief Compliance Officer, and others are completed with the relevant information.
- Proceed to the firm information section, where you will enter the total registered representatives, producing registered representatives, and total revenues figures.
- Review the compliance history section and indicate whether the company or its officers have ever faced any sanctions. Provide explanations if applicable.
- In the agreement section, ensure that all terms are read and understood. After reviewing, sign and print the name of the individual completing the application along with their title and date.
- Once the form is fully completed, save any changes made. Users can then download, print, or share the application as necessary before submitting it along with the required membership dues.
Complete your Membership Application online today to ensure your organization is part of the Financial Services Institute.
To become a certified financial planner, you need to complete the certified financial planner (CFP) certification process and ultimately obtain the CFP certification. You need to complete coursework on financial planning through a CFP board-registered program, have a bachelor's degree, and pass the CFP exam.
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