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Get Letter Of Guarantee - Nasdaqtrader

Options Market Participant Letter of Guarantee The Participant noted above has represented to the undersigned Clearing Member, a member of The Options Clearing Corporation ( OCC ), that it is an approved participant of: NASDAQ OMX PHLX LLC ( PHLX ) NASDAQ Options Market ( NOM ) NASDAQ OMX BX Options Market ( BX Options ) The undersigned Clearing Member, in accordance with NASDAQ rules,1 accepts financial responsibility for all transactions made by the above reference.

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