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Er 24, 1973 THE SEC ACCOUNTING AND FINANCIAL REPORTING INSTITUTE Americana Hotel New York, New York THE LEGAL LIABILITY OF THE ACCOUNTANT A. A. SOMMER, JR. * Commissioner Securities and Exchange Commission Washington, D. C. The barrage of litigation which commenced in the sixties and has carried over into the present decade has jolted the accounting profession harshly. Like the victims of an earthquake, many wander dazedly asking what happened; where did the force come from; why wasn t it f.
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Escott FAQ
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Instead of issuing standards itself, the SEC is primarily concerned with enforcing accounting and auditing standards in the context of financial statements it receives from public companies under the federal securities laws. It also oversees the Public Company Accounting Oversight Board.
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Sec Headquarters, 100 F St NE, Washington, DC, Government - MapQuest.
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The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
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The Securities and Exchange Commission (SEC) or the Commission is the national government regulatory agency charged with supervision over the corporate sector, the capital market participants, and the securities and investment instruments market, and the protection of the investing public.
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The Commission seeks to detect potential problems or issues in the securities markets early and prevent violations of federal securities laws. If violations occur, the SEC alerts investors to possible wrongdoing and takes prompt action to halt and sanction the misconduct.
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Call us at 1-800-732-0330. Use our online forms to ask a question or report a problem concerning your investments. Email us at Help@sec.gov. Fax us at 1-202-772-9295.
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The SECP is responsible for regulating and supervising the non-banking finance sector, capital markets, and corporate sector in Pakistan. If you're planning on starting a business in Pakistan, you'll need to register with the SECP.
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Commission members NamePartyTerm expiresGary Gensler (Chair)DemocraticJune 5, 2026Mark UyedaRepublicanJune 5, 2023Caroline A. CrenshawDemocraticJune 5, 2024Hester PeirceRepublicanJune 5, 20251 more row
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