Get Securities And Futures (licensing And Conduct Of ...

Filling out the Securities And Futures (Licensing And Conduct Of ...) form accurately is vital for compliance with regulations governing fund management activities. This guide provides users with clear, step-by-step instructions to help navigate the online process effectively.

Follow the steps to complete your form seamlessly.

1. Click ‘Get Form’ button to obtain the form and open it in your preferred editor.
2. Ensure you read the Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies. Familiarize yourself with important definitions and requirements that will assist in completing the form accurately.
3. Start by filling in the basic details: provide the name of your company, the company registration number, and the financial year end date in the specified format (DD/MM/YYYY). Ensure all fields marked with an asterisk (*) are completed.
4. In Section 1, indicate the type of company you are operating as, either a Registered Fund Management Company or a Venture Capital Fund Manager.
5. Proceed to Section 2, where you will provide the total assets under management (AUM) managed by your company. Break down the AUM according to different categories such as clientele type and fund type as specified.
6. In Section 2.2, specify the nature or type of fund management activities or services your company provides by selecting the appropriate options.
7. Finally, complete Section 3 to declare that all provided information is true and correct. Fill out your name, identification number, designation, and the date. Review the entire form before proceeding.
8. Upon completion, save any changes made to the form. You can download, print, or share the form as needed. Make sure to log in to your company's MASNET account to submit the form electronically.

Complete your Securities And Futures (Licensing And Conduct Of ...) documents online today for timely compliance.