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Get Form 33 109f4
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How to fill out the Form 33 109f4 online
Filling out Form 33 109f4 is an essential step for individuals seeking registration or review as a permitted individual under securities legislation. This guide will provide clear, step-by-step instructions designed to assist users at all experience levels in completing this form effectively.
Follow the steps to fill out the Form 33 109f4 online.
- Click ‘Get Form’ button to obtain the form and open it in your preferred online editing tool.
- Enter your legal name in Item 1. For additional names you may have used, answer the questions regarding 'Other personal names' and 'Use of other names' and complete Schedule A if applicable.
- Provide your residential address in Item 2. If you've lived at this address for less than 10 years, make sure to complete Schedule B with your previous addresses.
- Complete Item 3 with your personal information, including date of birth, place of birth, gender, eye color, hair color, height, and weight.
- Fill out Item 4 regarding your citizenship. If you are not a citizen of Canada, provide details about your passport.
- In Item 5, indicate whether you are filing under the passport system and specify the jurisdictions where you are seeking registration.
- Check the appropriate categories in Item 6 where you are seeking registration or review as a permitted individual and complete Schedule C as necessary.
- Provide your address for service in Item 7 and complete Schedule D if providing additional service addresses.
- Describe your proficiency, including any relevant courses or examinations in Item 8 and complete Schedule E if necessary.
- If you have employment or business activities, fill out Item 10 detailing your current and previous positions, along with the respective Schedules as needed.
- Once you have completed all sections, review your information for accuracy, save your changes, and ensure to download, print, or share the completed form with relevant regulators.
Take action today and complete your Form 33 109f4 online to ensure your registration process goes smoothly.
The minimum capital required for firms are as follows: $25,000 for a registered adviser. $50,000 for a registered dealer. $100,000 for a registered investment fund manager.
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