Get Sba Form 1405 2013-2025

Filling out the SBA Form 1405 is an important step in the oversight of Small Business Investment Companies (SBICs). This user-friendly guide provides clear, step-by-step instructions for completing the form online.

Follow the steps to fill out the SBA Form 1405 online.

1. Click ‘Get Form’ button to access the SBA Form 1405 and open it in your document editor.
2. In the designated field, provide the name of the stockholder and the name of the SBIC. Ensure that you accurately reflect the ownership interest.
3. Input the number of shares of common stock issued and the total consideration. Check the box to confirm the accuracy of this information or provide necessary corrections.
4. Fill in your unpaid capital commitment amount and indicate whether it remains outstanding. Again, check the accuracy box to validate your information.
5. Indicate if your capital commitment is backed by a letter of credit and provide any relevant explanations as necessary.
6. Answer whether the SBIC’s capital stock you hold is pledged as collateral or encumbered. If applicable, give explanations.
7. Respond to whether you have received or expect to receive any financing from the SBIC and provide further details if required.
8. Confirm if there are any financial contracts related to your shares in the SBIC. Offer explanations as needed.
9. State if borrowed funds were used to purchase the SBIC’s capital stock and provide details about the source of these funds.
10. Sign and date the form, certifying that all provided information is accurate to the best of your knowledge.
11. Once all fields are completed, save your changes. You may also download, print, or share the completed form as required.

Ensure your compliance by completing the SBA Form 1405 online today.