Get SEC 870 S-1 2022-2024

Form S-1 is the registration statement that the Securities and Exchange Commission (SEC) requires domestic issuers to file in order to publicly offer new securities. That is, issuers file S-1s for initial public offerings (IPOs) and follow-on offerings of new securities.

The S-1 is a required SEC filing for all companies seeking to become officially registered and listed on a public stock exchange. Under the SEC's Securities Act of 1933, the Form S-1 and regulatory approval are necessary for companies to “go public” and issue shares in the open market.

In the Form S-1, companies are required to furnish the details on their business model, planned use for capital proceeds, price per share and detailed financials. A filing company must also furnish a prospectus, offering price methodology and information on whether any dilution to other listed securities will occur.

The S-3 form follows a simplified process. The S-1 form filing, on the other hand, is used as the initial registration for new securities issued by public companies in the United States. The filing must be completed before shares can be traded on a national exchange. Most companies file the S-1 form ahead of their IPO.

Form S-1 Registration Statements Form S-1 is typically used by companies that are conducting initial public offerings/IPO's, direct public offerings or going public transactions where shares are registered on behalf of existing shareholders.

Not only do you get more bang for each new share issued, you're not diluting existing shareholders by as much if the stock is strong, as opposed to weak. That's a good thing, long term. Bottom line: Secondary stock offerings are a net positive, and a catalyst for share price growth.

What Is an S-1 IPO Form? An S-1 Form is the initial registration that is filed with the SEC when a company first goes public, generally before the initial public offering, or IPO. You may sometimes hear this form referred to as the “registration form,” since it registers the company with the SEC.

A primary benefit of using Form S-3 is that it allows for shelf registration, which permits issuers to sell securities on a delayed or continuous basis for a period of up to three years through “shelf take-downs.” Form S-1, on the other hand, may only be used to register a specific number of securities in a one-time ...