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Get 1st Global Advisors, Inc. Part 2a Appendix 1 Of Form Adv: Wrap Fee ...
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*How to fill out the 1st Global Advisors, Inc. Part 2A Appendix 1 of Form ADV: Wrap Fee Program Brochure online*
This guide offers comprehensive, step-by-step instructions for completing the 1st Global Advisors, Inc. Part 2A Appendix 1 of Form ADV: Wrap Fee Program Brochure online. Designed for both novice and experienced users, this resource ensures clarity and ease throughout the process.
Follow the steps to effectively fill out the form online.
- Press the ‘Get Form’ button to obtain the document and open it in your chosen platform for editing.
- Begin with the ‘Material Changes’ section. Here, summarize any relevant changes made since the last version of the brochure. Typically, this involves detailing modifications to policies, practices, or conflicts of interest.
- Move to the ‘Services, Fees, and Compensation’ section. Clearly outline the types of services provided by the firm, including any relevant fiduciary responsibilities and fees associated with these services.
- Describe available programs under ‘IMS Unified Choice’ and ‘IMS Prime’. Document any specifics about asset management, customization options, and associated fees.
- Review the ‘Tax Management Services’ subsection, providing details on any tax strategies or services offered, outlining fees involved.
- Complete the ‘Establishing an Account’ section, indicating account setup procedures and any minimum balance requirements.
- In the ‘Monitoring and Review’ segment, outline how accounts will be monitored and any reporting provided to clients.
- Finalize with a thorough review to ensure all necessary information is accurately reflected. Save and download the completed document for your records or sharing.
Start filling out your documents online today for an efficient, streamlined process.
Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.
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