We use cookies to improve security, personalize the user experience, enhance our marketing activities (including cooperating with our marketing partners) and for other business use.
Click "here" to read our Cookie Policy. By clicking "Accept" you agree to the use of cookies. Read less
Read more
Accept
Loading
Form preview
  • US Legal Forms
  • Form Library
  • More Forms
  • More Multi-State Forms
  • Item 1 Cover Page - Form Adv Part 2a

Get Item 1 Cover Page - Form Adv Part 2a

Item 1 Cover Page Form ADV Part 2AHarbor Light Investment Advisors, LLC 9325 Bay Plaza Blvd Suite 205 Tampa, Florida 33619 (813) 3452800 phone 8133641898 fax http://www.hlsecurities.com CRD #154599.

How it works

  1. Open form

    Open form follow the instructions

  2. Easily sign form

    Easily sign the form with your finger

  3. Share form

    Send filled & signed form or save

How to fill out the Item 1 Cover Page - Form ADV Part 2A online

Filling out the Item 1 Cover Page of Form ADV Part 2A is an essential step for investment advisers to provide crucial information about their firm. This guide offers clear, step-by-step instructions to ensure users can complete the form accurately and efficiently, even if they have limited legal experience.

Follow the steps to successfully complete the Item 1 Cover Page online.

  1. Press the ‘Get Form’ button to access the Form ADV Part 2A. This allows you to obtain the document and open it for editing.
  2. Begin entering the firm’s name at the top of the cover page. Ensure it is the full legal name as registered.
  3. Provide the address of the firm, including the street address, suite number, city, state, and zip code. Double-check for accuracy.
  4. Enter the phone number and fax number where users can reach the firm. Include the area code for both.
  5. Fill in the firm’s website URL to allow users to access additional information about your services.
  6. Insert the CRD number associated with the firm. This is a unique identifier for registered investment advisers.
  7. Complete the mailing address if it differs from the main address provided. It's important to list this accurately for client communications.
  8. Include the date when the brochure is being completed to ensure it reflects the most current information.
  9. After all sections are filled, review the document for any errors or omissions before finalizing.
  10. Once confirmed, save the changes, and consider downloading, printing, or sharing the completed form as necessary.

Complete your documents online today for a smooth filing experience.

Get form

Experience a faster way to fill out and sign forms on the web. Access the most extensive library of templates available.
Get form

Related content

General Instructions for Part 2 of Form ADV...
Part 2A of Form ADV: Firm Brochure. Item 1 Cover Page. A. The cover page of your brochure...
Learn more
Staff Responses to Questions About Part 2 of Form...
18 Mar 2011 — Does an adviser transitioning to the new brochure (Part 2A) have ... In...
Learn more
Compliance Manual
Oct 27, 2020 — 4.2.1 Conflicts between an Adviser and its Clients . ... The contents of...
Learn more

Related links form

STORAGE NAME: H1565s2z Florida Department Of Elder Affairs Office Of Inspector General ... STORAGE NAME: H4003s1 - Leg State Fl AS FURTHER REVISED BY THE COMMITTEE ON - Leg State Fl

Questions & Answers

Get answers to your most pressing questions about US Legal Forms API.

Contact support

If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].

The intent of the revised Form ADV is to provide investment advisory clients with greater transparency; thereby helping investment advisory clients better assess the services, investment strategies, risks and conflicts of interest associated with the selection of a particular investment adviser.

Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.

Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.

Appendix 1 must contain specific information about the wrap-fee program. It does not need to contain information regarding other programs offered by the registered investment adviser, such as information which must be contained in Part 2A of Form ADV.

A material change includes most items disclosed on the Form ADV Part 2A, such as the registered investment advisor firm's services, investment advisory fee arrangements, relationships with related persons and outside entities, changes to advisory personnel, and changes to the organization.

Each year you must (i) deliver, within 120 days of the end of your fiscal year, to each client a free updated brochure that either includes a summary of material changes or is accompanied by a summary of material changes, or (ii) deliver to each client a summary of material changes that includes an offer to provide a ...

Who Should Receive a Brochure. The brochure rule states that the required information must be provided to new clients at least 48 hours before entering into an advisory contract. Advisors must give existing clients a new brochure every year.

Get This Form Now!

Use professional pre-built templates to fill in and sign documents online faster. Get access to thousands of forms.
Get form
If you believe that this page should be taken down, please follow our DMCA take down processhere.

Industry-leading security and compliance

US Legal Forms protects your data by complying with industry-specific security standards.
  • In businnes since 1997
    25+ years providing professional legal documents.
  • Accredited business
    Guarantees that a business meets BBB accreditation standards in the US and Canada.
  • Secured by Braintree
    Validated Level 1 PCI DSS compliant payment gateway that accepts most major credit and debit card brands from across the globe.
Get Item 1 Cover Page - Form ADV Part 2A
Get form
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Help Portal
Legal Resources
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Help Portal
Legal Resources
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232