Get Advisory Service Form

Navigating the Advisory Service Form can be a straightforward process when you understand each section. This guide provides clear, step-by-step instructions to help users fill out the form confidently and accurately.

Follow the steps to complete the form online successfully.

1. Press the ‘Get Form’ button to access the form and open it in your preferred online document editor.
2. Begin with Section A: Personal details. Enter your title, surname, full forenames, and current residential address, including postcode. Provide your previous address if you have lived at your current address for less than 12 months. Fill in your telephone numbers (home, office, mobile), email address, date of birth, country of birth, town of birth, nationality, and country of permanent residence. Indicate if you are a UK tax resident and provide your tax identification number, if applicable.
3. Continue to Section B: Account classification. Select whether you wish to be classified as a Retail client or an Elective Professional. If selecting Elective Professional, tick the criteria that apply to you.
4. In Section C: Category of service, choose the service that aligns with your investment requirements: Advisory, Advisory Managed, or Discretionary. Carefully review and acknowledge the requirements for each service.
5. Proceed to Section D: Personal financial circumstances. Provide estimates for your securities investments, assets, liabilities, and additional relevant financial information for both the first and joint applicant.
6. Fill out Section E: Investment knowledge and experience. Indicate your years of investment experience, types of instruments previously invested in, frequency of investment dealings, and any relevant education or qualifications.
7. In Section F: Investment intentions, outline your investment objectives, time horizon, expected trade size, and capacity for loss. Provide any specific considerations that might impact your financial situation.
8. Complete Section G: Bank details by providing your bank or building society's name, account name, address, postcode, sort code, and account number.
9. Move on to Section H: Investment aims and risk factors. Select your investment aims and desired risk level, while also noting any investment restrictions.
10. In Section I: Risk questionnaire, answer the questions regarding your investment experience, knowledge, time horizon, and comfort with financial risk.
11. Proceed to Section J: Support service requirements. Indicate your preferences for managed deposit services and how you wish to receive payments.
12. Finalize by completing Section K: Declaration and documentary disclosures. Ensure you verify your identity by attaching the necessary documents. Confirm your acceptance of the Terms of Service and provide your signatures and dates.
13. Once all sections are complete, save your changes, then choose to download, print, or share the form as needed.

Complete your Advisory Service Form online to take the next step in your investment journey.